Financial Advisor Blog - Page 11 - Financial Advisor Transitions

Page 11 of 79

LPL Financial Reports Record Third-Quarter Earnings and Continued Growth

November 7th, 2024

LPL Financial reported a robust third quarter, posting record-breaking performance in several areas and surpassing earnings expectations.

LPL Financial's New CEO Outlines Growth Strategy Focused on Top Revenue ...

November 6th, 2024

Rich Steinmeier, newly appointed CEO of LPL Financial Holdings Inc., announced the company's focus on attracting high-revenue-producing advisors an...

B. Riley Financial to Sell Wealth-Management Assets to Stifel Financial ...

November 5th, 2024

B. Riley Financial Inc. announced it will sell part of its wealth-management business to Stifel Financial Corp. for up to $35 million in cash, aimi...

Citigold Enhances Recruitment Strategy with New Loan and Bonus Program

November 4th, 2024

Citigold has rolled out an updated loan and bonus package to attract high-caliber financial advisors to its wealth management business, aiming to s...

Raymond James Focuses on High-Value Advisor Recruitment Amid Rising Assets

November 1st, 2024

Raymond James Financial has shifted its recruitment strategy to focus on advisors with larger client portfolios, while total headcount growth has s...

Stifel CEO Confident in Advisor Recruitment Despite Headcount Decline

October 30th, 2024

Stifel Financial remains optimistic about the company's veteran advisor recruiting efforts, despite a nearly 1 percent year-over-year decrease in i...

Ameriprise CEO Claims Competitors Paying Too Much for Advisor Recruits

October 29th, 2024

Ameriprise Financial CEO James Cracchiolo expressed confidence in the company's recruitment approach despite rising competition and increased hirin...

Merrill Remains Consistent with 2025 Advisor Compensation Plan

October 28th, 2024

Merrill Lynch announced it will not make significant changes to its advisor compensation plan for 2025, according to Co-Head Eric Schimpf.

Rockefeller Global Family Office Expands with Major Merrill Lynch Team A...

October 25th, 2024

According to AdvisorHub, Rockefeller Global Family Office recently secured a 16-person team from Merrill Lynch, led by Christopher A. DiMedio, in a...

CFP Board Adjusts Advertising Campaign Following Criticism from Financia...

October 24th, 2024

The Certified Financial Planner (CFP) Board of Standards recently made significant changes to its "Quite Possibly the Perfect Job" advertising camp...

Page 11 of 79

Blog

Page 11 of 79

Bank of America Deepens Integration with Merrill as Wealth Clients Embra...

April 18th, 2025

Bank of America continues strengthening its integration with Merrill Lynch, its retail brokerage arm, as more clients adopt the parent bank's lendi...

NASAA Tightens Rules on Use of "Advisor" Title to Align with Reg BI

April 17th, 2025

The North American Securities Administrators Association (NASAA) has officially amended its model rule on dishonest or unethical business practices...

Edward Jones Seeks FDIC Approval to Launch Industrial Bank

April 16th, 2025

Edward D. Jones & Co.'s parent company, The Jones Financial Companies, has filed a new application to launch a Utah-chartered industrial bank, aimi...

Page 11 of 79